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Professional Services
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STP Architecture
Complexities of running and administering a multi-strategy, multi-asset class portfolio are
unrivaled in the Hedge Fund & Prime Brokerage world. You must have a world-class business organization that is
completely aligned with a robust technology platform in order to be successful. Hedge Funds that experience rapid
growth often experience a bottleneck problem where taking on more capital becomes an issue due to operational
inefficiencies and lack of Straight Through Processing (STP).
Having a “plan” or “roadmap” is essential to growing a successful investment management or
prime brokerage organization. Our business and technology experts were exposed to such “growing pains” during
their careers and can help you avoid making mistakes by producing an Architectural Plan to facilitate the growth
and diversity of your investment strategies.
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Sample STP Architecture
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One of the major parts of such plan should be an implementation of a Risk Management
Platform. Whether it’s an off the shelf product, a custom application, or a combination of the two, risk
cannot exist in a vacuum. Being the most “data hungry” part of the overall infrastructure, it will require
a robust underlying architecture. Coincidentally, it’s one of the major decision factors for private
or institutional investors who are keen on scrutinizing the risk management methodology of the fund
that is being considered for an investment.
Our Prime Brokerage or Hedge Fund STP Architecture engagements produce an extremely valuable
document and schematics that shows the existing state of the trade workflow model (point A), an ideal “STP Architecture”
(point B), as well as a phased roadmap for getting from point A to point B. Clients also get a clear picture of the
trade workflow timeline and business processes from T to T+n to Month & Quarter End. Such plans are often
non-existent in growing or already established organizations. This in turn leads to poor decision making
while selecting products that need to be aligned with business processes and results in lack of STP
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 Multi-Strategy STP Platforms – Hedge Funds, Prime Brokers, Fund Admins
 Integrated Multi-Strategy Risk Management Platforms
 Portfolio Accounting, Pricing and Reconciliation
 Integration of Global Security Master Databases
 Build vs. Buy Decisions
 Business & Gap Analysis
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